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It used to be that the
postdoctoral years were a bridge to permanent
tenure-track employment. For some, that's still
true, and by working with established scientists,
all US and Canadian postdocs are still getting
quality research training. But such training isn't
enough to make postdocs competitive for permanent
employment, given the growth of research positions
in industry and in nonresearch career options.
Because the number of students pursuing a PhD has
grown while the number of academic positions has
not kept pace, the percentage of PhDs pursuing
academic research careers has dropped
significantly. Fewer than one-third of postdocs
will end up in an academic, tenure-track research
position.1,2
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Despite the fact that most
of them will not become academic faculty, postdocs
are often uninformed about their career options,
and their training may neglect essential,
nonresearch skills such as public speaking and
grantsmanship. Indeed, in a recent survey that
Sigma Xi conducted,3 the vast majority of postdocs
report receiving little or no formal training in
even basic skills such as grant writing. It's not
that postdocs receive no training in these areas.
Such training is often haphazard, with a wide
degree of variability between institutions and
even between labs in the same
department.
This mismatch between the
needs of the postdocs and the training provided
often has negative consequences. Most notably,
according to a 1998 National Research Council
report, the time that people spend in postdoctoral
positions has increased tremendously,4 with some
careers even terminating in a quasi-postdoctoral,
nontenured research position.
What accounts for the lack
of change in the apprenticeship model, despite the
evolution of research? The main problem is the
failure, at the institutional level, to recognize
the postdoc as a trainee. In predoctoral programs,
the training status of students is recognized, and
a variety of guidelines, review panels,
milestones, and exams are in place to monitor
student progress. The expectation is that trainees
will eventually move to a more advanced position.
At the postdoctoral level, however, there is a
tendency to call them trainees but to treat them
as employees; this removes the safeguards and
quality control implemented to protect trainees,
but fails to replace them with employee
protections. It also removes the institutional
expectation of advancement to the next
level.
To address these issues and
find solutions for moving forward, we formed a
focus group while attending the Teaching Survival
Skills and Ethics conference in Snowmass, Colo.,
June 7–12, 2004. The result was a set of 10
recommendations that, if adopted institutionally,
would reestablish the postdoc as a trainee, in a
transitory state between predoctoral training and
permanent employment. Moreover, these steps would
promote an environment in which the trainees can
receive the advanced instruction they need to
embark on successful careers. The 10
recommendations include:
1. Establish an
institutionally defined, fixed training period of
three to five years, with goals and milestones
established by the mentor and trainee.
Institutions should develop an application and
review mechanism for extending the training
period, procedures for formal completion of the
training period, and guidelines for possible
promotion to a faculty or research associate
appointment following the training
period.
2. Establish a regular
annual or biannual review of training progress,
and provide feedback to postdoctoral trainees and
their mentors. This may include quantitative
measures, such as number of publications, grant
submissions, conferences attended, and seminars
given, as well as qualitative measures such as
success in meeting predetermined goals, and
general satisfaction with the postdoc experience.
While such a review could be handled through a
number of mechanisms, a common element should be
the participation of tenured professors who are
not directly involved in or benefiting from the
postdoc's research efforts.
3. Offer, at the
institutional or program level, courses and
workshops for postdocs to enhance professional
development skills, including public speaking and
presentation skills, grantsmanship and scientific
writing, interviewing and negotiation skills,
laboratory management, and mentoring skills, as
well as responsible conduct of science.
4. Educate trainees about
research employment opportunities in academia and
industry, as well as nonresearch employment
options such as careers in administration and
management, science writing, patent law, and
public policy. Provide access to a career-resource
center for career counseling and workshops on
curriculum vitae preparation and job-searching
skills.
5. Standardize benefits for
postdocs. While individual faculty advisors may
choose to provide additional benefits, a minimal
level of benefits should be guaranteed at each
institution, with a standardized benefits package
available for purchase by the advisor or mentor.
6. Establish a mechanism
for grievances. Identify a senior academic officer
or an appropriate office to serve as an
ombudsperson for hearing grievances filed by
postdocs. Ensure that postdocs are aware of the
presence and identity of this individual or
office.
7. Establish a postdoctoral
committee to serve as liaison between the
administration and the postdocs. This committee
could include both postdocs and faculty, and
should work to evaluate and enhance the
postdoctoral training experience.
8. Establish a local
postdoc society for meeting other postdocs, and
networking with peers and potential colleagues.
Encourage institutional participation in the
National Postdoctoral Association
(www.nationalpostdoc.org), postdoctoral attendance
at scientific meetings, interdepartmental seminars
and socials, and other such activities.
9. Establish an orientation
to the institution for new postdocs to help
integrate them into the research community. This
can include basic information about benefits and
services, as well as an orientation to culture and
language for foreign fellows.
10. Establish an office of
postdoctoral affairs, with a dedicated
administrator to oversee postdoctoral training,
aid in the recruitment of postdocs, and establish
and support the nine points listed
above.
These guidelines can be a
mechanism to supplement and promote comprehensive,
quality training. They will enhance the overall
training experience and promote career success.
They will not interfere with the basic elements of
the one-on-one training experience or the bond
between mentor and trainee, nor will they reduce
the amount of time spent engaged in quality
laboratory work, as research output is still the
cornerstone of a successful career
outcome.
Establishing baseline
requirements for postdoctoral training is most
effective at the institutional level but could
also be successfully implemented by individual
schools, programs, or departments. Most
importantly, someone, whether it is the graduate
school dean, the vice president for research, the
dean of academic affairs, or an individual
department chair, must be designated as the person
or office in authority over postdoctoral
training.
It is also essential that
institutions develop a reliable method for
counting and tracking postdocs, including their
career outcomes, to evaluate the effectiveness of
postdoctoral training policies. In the end,
successful implementation of widely accepted and
consistently applied postdoctoral training will
improve postdoc career outcomes and satisfaction,
maximize use of laboratory and institutional
resources, and enhance the reputation of both the
lab and the institution while attracting more
competitive postdoctoral trainees.
There's no denying that
it's the right thing to do.
Members of the Working
Group
» Robert Harper-Mangels,
Northwestern University Institute for
Neuroscience, Chicago
» Sid Breman, Florida
Atlantic University, Boca Raton
» Jacqui Brinkman, James
Hogg iCAPTURE Center for Cardiovascular and
Pulmonary Research, St. Paul's Hospital,
University of British Columbia,
Vancouver
» Erika Gonzalez-Lima,
Department of Psychology, University of Texas at
Austin
» Elaine Oliverio,
Department of Physical Medicine and
Rehabilitation, University of Pittsburgh
» Deborah Swope, National
Institute of Environmental Health Sciences (NIH),
Research Triangle Park, NC (Dr. Swope's views are
her own and do not necessarily represent those of
the NIH or the US government.)
References
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